We specialize in counseling wealthtech clients, including investment advisers, broker-dealers, and fintech partners that leverage disruptive technologies to provide cutting-edge investment services and novel investment programs. Select clients include Altruist, Meow, CrowdStreet, Webull, Oportun, and Vauban (Carta).
Our attorneys understand the unique challenges that come with integrating new technologies and products into the existing regulatory frameworks. We offer practical, tailored solutions, drawing on deep expertise to help investment advisers fulfill their fiduciary duties and otherwise comply with federal and state law.
We advise companies with financial products and services on a range of legal and regulatory requirements and on interactions with a variety of relevant regulators. We provide clients with strategic counseling designed to align with their business objectives.
We specialize in working with innovative wealthtech companies using technologies such as blockchain, artificial intelligence, and social media to provide cutting-edge investment services and programs.
A Complete Range of Services:
Our wealthtech practice involves the following types of services:
We specialize in working with innovative wealthtech companies using technologies such as blockchain, artificial intelligence, and social media to provide cutting-edge investment services and programs.
A Complete Range of Services:
Our wealthtech practice involves the following types of services:
Brad brings significant expertise in cross-border transactions across a range of sectors, with a particular focus on emerging companies, venture capital, and fund formation.
Brad brings significant expertise in cross-border transactions across a range of sectors, with a particular focus on emerging companies, venture capital, and fund formation.
Wilson Sonsini's Fintech and Financial Services Group represents an expansive list of wealthtech companies.
Recent client successes include the following:
Other Regulatory Matters
Representative Financings
Representative Transactions
Wilson Sonsini's Fintech and Financial Services Group represents an expansive list of wealthtech companies.
Recent client successes include the following:
Other Regulatory Matters
Representative Financings
Representative Transactions