Rob has represented companies in sophisticated regulatory, transactional, and product development projects, advising them on federal securities laws and related financial services laws and regulations.
Rob is well known nationally for helping companies structure their businesses and operations to avoid inadvertently becoming investment companies, as well as to avoid registering as investment advisers, broker-dealers, commodity trading advisers, or commodity pool operators.
Rob’s wide array of clients included blockchain and cryptocurrency companies; securities and loan trading platforms; angel, venture, and technology companies; investment banks and brokerage firms; asset management firms; private funds; and public and international companies.
Rob was named as a leader in his field in the Chambers Professional Advisors: FinTech guide.
Rob retired as a corporate and securities partner from Wilson Sonsini Goodrich & Rosati, and was part of the Fintech and Financial Services group. Rob worked with a broad range of fintech clients, blockchain and cryptocurrency clients, and other clients facing novel and sophisticated securities and financial regulatory structuring and regulatory issues. During his career, Rob Rosenblum helped innovative fintech, blockchain, and financial services companies create novel financial products and services. He focused on helping these companies do things that have never been done before. For example, Rob has helped:
He was well known nationally for helping companies structure their businesses and operations to avoid inadvertently becoming investment companies, as well as to avoid registering as investment advisers, broker-dealers, commodity trading advisers, or commodity pool operators. Rob also assisted early-stage and other companies whose businesses require them to register in one or more of these capacities.
Before entering private practice, Rob worked at the Securities and Exchange Commission from 1986 to 1990, including in the Office of the General Counsel, in the Division of Corporate Finance, and as counsel to then-Commissioner Joseph A. Grundfest.
Rob retired as a corporate and securities partner from Wilson Sonsini Goodrich & Rosati, and was part of the Fintech and Financial Services group. Rob worked with a broad range of fintech clients, blockchain and cryptocurrency clients, and other clients facing novel and sophisticated securities and financial regulatory structuring and regulatory issues. During his career, Rob Rosenblum helped innovative fintech, blockchain, and financial services companies create novel financial products and services. He focused on helping these companies do things that have never been done before. For example, Rob has helped:
He was well known nationally for helping companies structure their businesses and operations to avoid inadvertently becoming investment companies, as well as to avoid registering as investment advisers, broker-dealers, commodity trading advisers, or commodity pool operators. Rob also assisted early-stage and other companies whose businesses require them to register in one or more of these capacities.
Before entering private practice, Rob worked at the Securities and Exchange Commission from 1986 to 1990, including in the Office of the General Counsel, in the Division of Corporate Finance, and as counsel to then-Commissioner Joseph A. Grundfest.